Job Title    : Head of Central Dealing Department
Department  : Central Dealing Department / Investment Division
Report to  : Chief Investment Officer (CIO)

Position Summary:

The Head of Dealer is responsible for overseeing all trading activities within the asset management company, ensuring efficient execution of investment strategies across various asset classes. This role requires strong leadership, market expertise, and regulatory compliance to support portfolio managers and optimize trade execution.

Key Responsibilities:

   Strategic & Operational Leadership

• Lead and manage the trading desk, ensuring timely and accurate execution of trades across equities, fixed income, derivatives, and other instruments.
• Collaborate with portfolio managers to understand investment strategies and provide market insights to enhance execution.
• Develop and implement best practices for trade execution, monitoring, and reporting.

   Risk & Compliance

• Ensure all trading activities comply with internal policies, regulatory requirements, and industry standards.
• Monitor market developments and assess potential risks to trading operations.
• Maintain strong relationships with brokers and counterparties to ensure competitive pricing and liquidity.

   Technology & Process Improvement

• Oversee the use of trading platforms and systems, ensuring they are up-to-date and efficient.
• Identify opportunities to automate and streamline trading processes.

Qualifications:

• Bachelor’s or master’s degree in finance, Economics, or related field.
• Minimum 8–10 years of experience in trading or dealing within asset management or investment banking.
• Strong understanding of financial markets, instruments, and trading regulations.
• Excellent analytical, communication, and leadership skills.
• Proficiency in trading systems (e.g., Bloomberg, Reuters, FIX protocol).

Position :

IT Security Management, Risk Management & Performance Department

Responsible for enterprise-wide Information Security program, Data Security, Access Control, Cryptographic Control, Operation Security, Communication system security, IT project management, IT incident management and IT contingency plan to comply with related regulator.

Job Description :

• Establish UOBAMTH-wide IT Security Management and Cyber Resiliency Policy and supporting standards to ensure confidentiality and availability of data.
• Provide security awareness training on the security policy of UOBAMTH.
• Develop IT Security procedures in accordance with The Policy.
• Ensure that responsibilities for IT security and cyber resiliency are defined and disseminated to all personnel.
• Consider security requirements when setting the direction for the information technology and architecture that UOBAMTH should adopt.
• Review and approve the use of new and appropriate technologies that enhance the security and integrity of IT assets in UOBAMTH.
• Monitor and review the security of UOBAMTH's IT assets.
• Guide the handing of and responding to security incidents within UOBAMTH in accordance with the established Incident Response Plan.

Requirements :

• Bachelor or Master’s degree in Computer Engineering, MIS, IT or a related field.
• At least 5 years experiences in cyber security area in Finance or Banking industry.
• Experience with offensive security analysis tools and tactics.
• Strong cyber threat intelligence and information security experience in complex organizations
• Experience in system and application security management and control.
• Experience in facilitating information security risk assessments.
• Familiarity with cyber security threats, defenses, motivations and techniques.
• A positive, can-do attitude, who naturally expresses a high degree of empathy to others.
• Efficient communication and team- player skills.

 

Position :

Title : VP, Compliance

Department : Legal & Compliance

Job Description :

• Develop & maintains Compliance Manual (Investment Management), monitor compliance & report on exception to local and regional management.
• Monitor & report on Prospectus, local regulations etc.
• Oversee establishment of client account, portfolios, etc. Ensure all documentation is signed and lodged with appropriate persons.
• Daily monitor company investment for the fund under management in regard to the investment limitation as specified by the SEC and the fund’s project.
• Report to the SEC and Trustee of the fund in case that investment is over the investment limitation.
• Communicate and disseminate relevant laws, regulations, rules and notifications to employees.

Requirements :

• Master/ Bachelor degree in legal/business
• At least 3-5 years experiences in Compliance, from Asset / Fund management company.
• Good understanding of SEC regulations
• Exposure to compliance issues and practice.
• Excellent communication & writing skills